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Senior Compliance

Zampa Debattista is looking for a Senior Compliance to assist in day-to-day compliance matters of the firm and its portfolio of local and international clients.  

Responsibilities: 

  • Co-ordination of customer onboarding requests.  
  • Ongoing monitoring of existing business relationships.  
  • Supervising a team of compliance executives and reviewing their tasks. 
  • Reporting to AML consultants and MLRO. 
  • Carrying out customer risk assessments. 
  • Liaising with AML software providers.  
  • Assisting with preparation of BRA and REQ. 
  • Dealing with highly technical and complex structures of situations. 
  • Dealing with authorities as the need arises.  
  • Scheduling work for the compliance team by planning jobs accordingly.  
  • Ensuring the firm’s policies and procedures are being adhered to.   
  • Responding to client queries relating to requested documents.  
  • Input of key customer data into our central database.  
  • Attending of anti-money laundering training as may be provided by the firm from time to time.   
  • Collection of customer due diligence documents, requesting missing information and data and escalating any red flags to management. 
  • Updating of internal files and records.  
  • Ensuring that company and beneficial ownership records are accurate and up to date. 

Education, Skills, and Requirements 

  • Have finance, legal or anti-money laundering qualification or background.  
  • Have experience of at least 2 years in a similar role.  
  • Be able to work on their own initiative with minimal supervision.  
  • Be a problem-solver (rather than a problem-identifier).  
  • Have above average IT skills, and a good knowledge of Excel.   
  • Be curious and willing to constantly learn new skills.  
  • Have excellent written and spoken English language skills.  
  • Be able to pay great attention to detail.   
  • Be able to input information quickly and accurately from a variety of sources into a computer database.   

Benefits: 

  • Health Insurance Plan 
  • Training in Collaboration with “Russell Bedford” 
  • Hybrid Working Model  

 

Sounds like what you are looking for? Please send your CV to hr@zampadebattista.com or use the ‘Apply Now’ button below.