We are looking for a Senior Compliance Officer to assist in day-to-day compliance matters of the firm and its portfolio of local and international clients.
Responsibilities:
- Co-ordination of customer onboarding requests.
- Ongoing monitoring of existing business relationships.
- Knowledgeable on the entire CDD process required for different types of Legal Entities and Natural Persons.
- Supervising a team of compliance executives and reviewing their tasks.
- Reporting to AML consultants and MLRO.
- Carrying out customer risk assessments.
- Liaising with AML software providers.
- Assisting with preparation of BRA and REQ.
- Dealing with highly technical and complex structures of situations.
- Dealing with authorities as the need arises.
- Scheduling work for the compliance team by planning jobs accordingly.
- Ensuring the firm’s policies and procedures are being adhered to.
- Responding to client queries relating to requested documents.
- Input of key customer data into our central database.
- Attending of anti-money laundering training as may be provided by the firm from time to time.
- Collection of customer due diligence documents, requesting missing information and data and escalating any red flags to management.
- Updating of internal files and records.
- Ensuring that company and beneficial ownership records are accurate and up to date.
Education, Skills, and Requirements
- Have finance, legal or anti-money laundering qualification or background.
- Have experience of at least 2 years in a similar role.
- Be able to work on their own initiative with minimal supervision.
- Be a problem-solver (rather than a problem-identifier).
- Have above average IT skills, and a good knowledge of Excel.
- Be curious and willing to constantly learn new skills.
- Have excellent written and spoken English language skills
- Be able to pay great attention to detail.
- Be able to input information quickly and accurately from a variety of sources into a computer database.
Benefits:
- Health Insurance Plan
- Training in Collaboration with “Russell Bedford”
- Hybrid Working Model
Sounds like what you are looking for? Please send your CV to hr@zampadebattista.com or use the ‘Apply Now’ button below.