ISQM 1 Series: The monitoring and remediation process

The transition to ISQM 1 will impact firms in many ways, one of these including the manner in which firms address their monitoring and remediation process.  ISQM 1 specifically requires firms to design and perform monitoring activities to enable the identification of deficiencies within its activities, and evaluate the root cause of such deficiencies. This webinar will cover:

• The design and performance of monitoring activities
• The evaluation of findings and the identification of deficiencies, including the evaluation of identified deficiencies
• Responding to identified deficiencies
• Communication within the monitoring and remediation process
• The evaluation of the system of quality management