ISQM 1 Series: The monitoring and remediation process

  • Date: Wednesday, 13 July 2022
  • Time: 09:30 – 10:30 CET
  • Format: free online webinar
  • Speakers: John Debattista, Janis Hyzler

The transition to ISQM 1 will impact firms in many ways, one of these including the manner in which firms address their monitoring and remediation process.  ISQM 1 specifically requires firms to design and perform monitoring activities to enable the identification of deficiencies within its activities, and evaluate the root cause of such deficiencies. This webinar will cover:

  • The design and performance of monitoring activities
  • The evaluation of findings and the identification of deficiencies, including the evaluation of identified deficiencies
  • Responding to identified deficiencies
  • Communication within the monitoring and remediation process
  • The evaluation of the system of quality management

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